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- PUTNAM INVESTMENT MANAGEMENT, LLC,
Putnam is owned by Putnam Investment Management Trust, a wholly owned subsidiary of Putnam LLC ("Putnam Investments"), a Delaware limited liability company that conducts business as ...
http://www.sec.gov/litigation/admin/ia-2370.pdf
- Delaware Management Business Trust et al.
SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 28405; 812-13521] Delaware Management Business Trust, et al ... funds in the Delaware Investments Family of Funds ...
http://www.sec.gov/rules/ic/2008/ic-28405.pdf
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- Division of Investment Management No-Action Letter: PIMCO ETF Trust
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF TR'ADING AND MARKETS August 20,2009 W. John McGuire, Esq. Morgan, Lewis & Bockius LLP 1111 Pennsylvania ...
http://www.sec.gov/divisions/marketreg/mr-noaction/2009/pimco082009.pdf
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- RS Investment Management, Inc., RS Investment Management, L.P., G ...
RS Investment Management, L.P. , (RSLP) is an employee-owned ... RSLP is the investment adviser for a family of ten mutual funds (the "Funds") that comprise the RS Investment Trust, a ...
http://www.sec.gov/litigation/admin/ia-2310.pdf
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- Cash Management Trust of America
... AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No.28882/ August 26, 2009 _____ In the Matter of :: CASH MANAGEMENT TRUST OF AMERICA : 333 ...
http://www.sec.gov/rules/icdereg/2009/ic-28882.pdf
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