- Investment Company Act: American Family Life Insurance Company, et al ...
Investment Company Act: American Family Life Insurance Company, et al ... with the Commission as a unit investment trust ... Federated Investment Management Company ("FIMC") serves ...
http://www.sec.gov/rules/ic/2008/ic-28197.pdf
- Mellon Equity Associates, LLP: No-Action letter dated April 1, 2005
The Trust is registered with the Commission as an open-end management investment company. The Trust has ... 1 The CIGNA family of mutual funds consists of two closed-end funds ...
http://www.sec.gov/divisions/investment/noaction/mellon040105.htm
- Qualified Purchaser Definition, Qualified Purchaser Fund
It provides investment management, recordkeeping, and other services to family members of Thomas D. Cabot and ... or other person authorized to make investment decisions for the trust, and ...
http://www.sec.gov/divisions/investment/noaction/2008/cabot061708-3c7.pdf
- Delaware Management Business Trust et al.
SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 28405; 812-13521] Delaware Management Business Trust, et al ... funds in the Delaware Investments Family of Funds ...
http://www.sec.gov/rules/ic/2008/ic-28405.pdf
- Division of Investment Management No-Action Letter
... four investors, each of which is organied as a trust. ... May 29, 1997 Office of Chief Counsel Division of Investment Management ... Clearly A, B, C and AX could participate in a "family ...
http://www.sec.gov/divisions/investment/noaction/1997/redwoodinvestment101497.pd...
- American Family Life Insurance Company, et al.
... ORDER UNDER SECTIONS 26(c) OF THE INVESTMENT COMPANY ACT OF 1940 American Family Life Insurance Company ... to permit substitution of shares of certain registered management investment ...
http://www.sec.gov/rules/ic/2008/ic-28237.pdf
- Re: File No. S7-26-04
... custodian of, the HighMark Funds, a family of mutual funds registered under the Investment ... Business Trust provides trust, investment management or advisory, and custody ...
http://ftp.sec.gov/rules/proposed/s72604/rchartnack083104.pdf
- Division of Investment Management No-Action Letter
Division of Investment Management No-Action Letter ... of 1940 ("1940 Act"), as an open-end investment company and The Munder Funds Trust ... The Funds are a full family of mutual funds ...
http://www.sec.gov/divisions/investment/noaction/1996/mundercapital051796.pdf
- Division of Investment Management No-Action Letter
... DIVISION OF INVESTMENT MANAGEMENT File ... the Stowers Family. While the ACC organization offers a varety of asset management and investment ... Investment Trust Study); Investment ...
http://www.sec.gov/divisions/investment/noaction/1997/americancentury122397.pdf
- RS Investment Management, Inc., RS Investment Management, L.P., G ...
RS Investment Management, L.P. , (RSLP) is an employee-owned ... RSLP is the investment adviser for a family of ten mutual funds (the "Funds") that comprise the RS Investment Trust, a ...
http://www.sec.gov/litigation/admin/ia-2310.pdf
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